document-review
Reviews financial documents (prospectuses, ADVs, marketing materials) for FINRA 2210 compliance, required disclosures, and balanced presentation. Use when reviewing financial statements, audit documents, regulatory filings, or when the user mentions compliance checks, financial audits, or document verification.
Packaged view
This page reorganizes the original catalog entry around fit, installability, and workflow context first. The original raw source lives below.
Install command
npx @skill-hub/cli install open-gitagent-gitagent-document-review
Repository
Skill path: examples/full/skills/document-review
Reviews financial documents (prospectuses, ADVs, marketing materials) for FINRA 2210 compliance, required disclosures, and balanced presentation. Use when reviewing financial statements, audit documents, regulatory filings, or when the user mentions compliance checks, financial audits, or document verification.
Open repositoryBest for
Primary workflow: Grow & Distribute.
Technical facets: Full Stack, Testing.
Target audience: everyone.
License: proprietary.
Original source
Catalog source: SkillHub Club.
Repository owner: open-gitagent.
This is still a mirrored public skill entry. Review the repository before installing into production workflows.
What it helps with
- Install document-review into Claude Code, Codex CLI, Gemini CLI, or OpenCode workflows
- Review https://github.com/open-gitagent/gitagent before adding document-review to shared team environments
- Use document-review for development workflows
Works across
Favorites: 0.
Sub-skills: 0.
Aggregator: No.
Original source / Raw SKILL.md
--- name: document-review description: "Reviews financial documents (prospectuses, ADVs, marketing materials) for FINRA 2210 compliance, required disclosures, and balanced presentation. Use when reviewing financial statements, audit documents, regulatory filings, or when the user mentions compliance checks, financial audits, or document verification." license: proprietary allowed-tools: search-regulations generate-report metadata: author: gitagent-examples version: "1.0.0" category: compliance risk_tier: high --- # Document Review ## Instructions When reviewing a financial document: 1. **Classify the document** — Determine document type (prospectus, ADV, customer agreement, marketing material, etc.) 2. **Identify applicable rules** — Map to FINRA 2210 (communications), SEC disclosure requirements, etc. 3. **Check required elements** — Verify all required disclosures, disclaimers, and content are present 4. **Assess accuracy** — Flag potentially misleading, exaggerated, or promissory statements 5. **Check balance** — Per FINRA 2210, ensure risks and benefits are presented in a balanced manner 6. **Review formatting** — Verify required prominence of disclosures ## Key Checks - [ ] All required disclosures present - [ ] No misleading or exaggerated claims - [ ] Balanced presentation of risks and benefits - [ ] Proper disclaimers included - [ ] Correct classification (correspondence/retail/institutional) - [ ] Principal pre-approval status verified (if retail communication) ## Output Format For each finding, produce: ``` ### [SEVERITY] — [Rule Reference] - **Issue**: [What was found] - **Location**: [Section/page reference] - **Recommended action**: [Specific fix] ``` ### Example Finding ``` ### WARNING — FINRA 2210(d)(1)(A) - **Issue**: Performance claim "consistently outperforms the market" lacks supporting data and time period - **Location**: Page 2, paragraph 3 - **Recommended action**: Add specific time period, benchmark comparison, and standardized performance data per SEC Rule 482 ```